Sunday, September 22, 2019

ON WAR : Sun Tzu’s Strategic Catechism and Contemporary Calculated Tactics

SOURCE:
IJMPAS Vol. 1, No. 2, Feb. 2015 www.ijmpas.org



In the Study of Sun Tzu’s Strategic Catechism and Contemporary Calculated Tactics: Locating the Ancient in the Modern


ᴪFrank-Collins Nnamdi Okafor
 ¥Okoye Belonwu Echezona 
ᴥSebastine Chukwudozie Anekwe 
ᴪ¥ᴥDepartment of Political Science, 
Nnamdi Azikiwe University, Awka, Nigeria



Abstract 

Throughout history, Sun Tzu‟s The Art of War has been regarded as one of the greatest masterpieces in the history of military strategy. It is also one of the most read in Strategic Studies. Of greater interest is the fact that as it is relevant to the military, so it is to the civilians who are engaged in calculated actions in their daily activities. Although a masterpiece of the old, the book and its content remain as recurrent as they were. Imperatively, therefore, this paper takes a critical look at the arguments and strategic advice of Sun Tzu with particular reference to their relevance in contemporary military formations, politics, economy, relationships, etc. Thus, for effective analysis, Power Theory, secondary data and content analytical approach were used. The paper argues that, in as much as, The Art of War was written centuries ago, that its relevance is still very current and applicable to all facets of life. 

Key words: Military, Strategy, Tactics, War, Power

 Introduction

By fate or design, the history of mankind has been a profile in peace and war. In the olden days and to some extent, today, war is the ultimate option in the authoritative allocation of resources among states because, even in the most pacific and convivial situations, man is preoccupied with the mode of survivalist strategy to adopt in order to ward off impending enemies; because his desires, needs and expectations are insatiable. Obviously, the more the needs, the more the aggressive tendencies. It is stating the obvious that as it is to man in interaction, so it is to the State as an extension of the former. And with the large number of states in global politics, the world is occupied by unending struggles for scarce resources.

However, today‟s world has seen a lot of systemic changes that has, to a great extent, curtailed those animalistic tendencies that typified relations at the ancient times. The days of State of Nature, typified by frequent unbridled face-offs, have given way to coordinated arrangements that do not, anyway, mean that peace is now the permanent feature of relations among states.

The melodrama of self-assurance under trepidation still haunts nations so long as that Hercules loaded to full capacity with crude and sophisticated weapons of man and nature‟s destruction overhangs the nervous co-existence that has long become the pseudo-name of international and inter-states relations. This new threat in the form of ever present scientific weapons has continued to inspire face-offs between kingdoms, empires, regions and states. 

In the face of all these threats and tribulations had been great men who were troubled by the challenges of their times as they were occupied troubled by how to either advance the course of man in the midst of threats or difficulties.

Interestingly, all the epochs had their own great men: Napoleon Bonaparte, Clausewitz, Pareto, Blutcher, Scipio Africanus, Hannibal, Fabianus, Niccollo Machiavelli, Mao Tse Tung, Shaka Zulu, etc. all aspired and were preoccupied by how best leaders and the led could be the greatest in their chosen careers and in their efforts to not only be the Masters of strategies, but dominators of their environments.

Thus, this study takes a critical look at the thoughts of Sun Tzu who was one of those known greatest strategic thinkers. It also studies how his thoughts have influenced strategic positions of his era and the current global strategic realities with view to establishing their relevance in tackling cotemporary difficulties. 

Conceptual clarifications

In the light of the nature of the study, Power Theory remains the most attractive in the analysis of the strategic thoughts of Sun Tzu in contemporary analysis because Power is a recurrent decimal in international politics. Today, there is contention on the constituent of power politics taking the fact that power is regarded as a central issue in international politics, and that the propelling force in state‟s relations is the acquisition and exercise of power. It has been posited that a state can succeed in international politics if it makes the acquisition of power its central, and or immediate aim. The above suggestion tries to view power from military perspective which Sun Tzu shared.

The central proposition of the Power Theory is that at the international arena, "might is right". A powerful nation is an influential nation. This is evident when we say that country A is more powerful or stronger than country B. In history so far, the tag “Power” has been averred to states that won successful military victories and many victorious countries in the past cannot deny the fact that Sun Tzu‟s military strategies principles were not valuable to them.


Imperatively, Knorr (1973:104) sees military power “as a relation among states that permit one government to induce another to behave in a way which the later would not have chosen freely”. Traditionalists such as Machiavelli and Morgenthau regard power as both an end in itself and a means to an end. Morgenthau (1975) sees it as “man's control over the minds and actions of others” He further, stressed that power in the political sense refers to the mutual relation of control among the holders of public authority and between the latter and the people at large. Therefore power covers all social relationship which serves the end, from physical violence to the most psychological ties by which one mind controls another.

To Frankel (1963), power is the “ability to get one's wishes carried out despite opposition, the ability to influence the actions of others in accordance with one's own ends”. No doubt, Giddens (1984) believes just as Sun Tzu to the effect that "power is not inherently oppressive, power is simply the ability to make a difference or the capacity to achieve outcomes and is not as such, an obstacle to freedom and emancipation but is their very medium". Thus having power, then is, the sine qua non of being able to act as a morally responsible human being. To Tzu, with power, one can conquer more powers and win more influence and this he demonstrated through his work, The Art of War.


Thus, with power at the whims and caprices of the leader, war becomes an attractive option to garner more powers while well defined tactics becomes its organizing principle. It is only he who exercises elements of power in whatever quantity that aspires to war because skills are what make a good war.


Military Strategy 

The Military connotes mafias or man that handles gun in tactical way. It is to a lage extent associate with soldiers and in its conventional approach-the generals. Strategy is a phenomenon that goes beyond mere tactics or plan and began with the rise of armies. As a term, it was first used by Count Guibert in 1779, but today, it has fallen into almost universal usage in social, political, economic, environmental and military studies (Onyemaechi, 2000:13). The word 'strategy' is from the Greek word, "strategos", for "general" or "leader of troops" which was derived from the verb stratigema meaning to lead or command an army and indeed, from ancient to contemporary times, the military assumed almost the monopoly of large-scale planning for effective management (Ammer, 1989:225). Today, strategy is diverse connecting almost all aspects of humanity hence, strategic sites, strategic thought, weapons, theatre, investment, plan, legal strategy, football strategy, market strategy, campaign strategy, strategic policies, planning, etc.

Conventionally, strategy is of two dimensions: active and passive but the active is more relevant here. Active strategy, more or less, consists of crisis management. Strategy is directed toward a designed situation. It is a policy science because of its scientific applications especially in nuclear exercises. Strategic Studies therefore, is the use of policy approaches to attain set objectives within target time and at the minimum cost possible (Akpuru-aja 1999:1). Its analysis then, is the process of evaluating, examining, crossexamining, measuring and interpreting strategic policies, decisions and laws.


Military strategy is a subset of national or grand strategy. It is a scientific knowledge which studies the conditions, and the nature of future war, the preparation and conduct, the services of the armed forces and the foundations for the material and technical support and leadership of the war and the armed forces (Harriet 1981; 118). As a broad plan of action on how to wage and win war, it is equally both offensive and defensive in character and does not do away with command, control, communication, intelligence, psychological balance and force. A doyen of strategic thoughts, Carl von Clausewitz, concludes that military strategy deals with the planning and conduct of campaigns, the movement and disposition of forces, and the deception of the enemy.


Sun Tzu and Military Strategy

Undoubtedly, many contemporary strategists, scholars of international relations, military generals, war-mongers, diplomats, military leaders amongst others, may not in a single sentence say who Sun Tzu was not to talk of his influence on the present day war-prone globe. The reason could be death of research.

The originality of Sun Tzu still remains controversial because of different perspectives in this direction which has resulted to many historians accepting and rejecting data with links to the nativity of Sun Tzu. Nevertheless, history is replete; Sun Tzu had originality. Hundreds of years before the birth of Christ, there was a period in China known as the Age of Warring  States. This was an age of great conflict and uncertainty as states fought for survival and control of China. For those states to win, they sought for means of gaining advantage over their opponents and those with knowledge on strategy and leadership were specially sought after. It was during that time that there arose a general from the state of Ch'i known as Sun Tzu. His ability to win victories for his warlord gained him fame and power.

Historians have questioned whether or not Sun Tzu was an authentic figure. Traditional accounts place him in the Spring and Autumn Periods of China (722-481 BC) as a military General serving under King Helu of Wu, who lived C.544-496 BC. Modern Scholars accepting his historicity place the completion of The Art of War in the Warring States Period (476-221 BC), based on the descriptions of warfare in the text, and on the similarity of text's prose with other works completed in the early warring states period (Sawyer, 2007: 421-422) The oldest available sources disagree as to where Sun Tzu was born. The Spring and Autumn Annals states that Sun Tzu was born in Qi, while the Shiji states that Sun Tzu was a native of Wu (Sawyer, 2007: 151, 153). Both sources agree that Sun Tzu was born in the late Spring and Autumn Periods of China (772-481 BC) and that he was active as a General and Strategist, serving the King of Wu, King Helu, in the late sixth century BC, beginning around 512 BC.


One of the more well-known stories about Sun Tzu, taken from the Shiji, illustrates Sun Tzu's temperament as follows; before hiring him the King of Wu tested his skills by commanding him to train a harem of 180 concubines into soldier. Skillfully, he was able to finish the task to the satisfaction of the king (Bradford, 2000: 134-135). Simply put, he was an ancient Chinese military general, strategist, philosopher, mathematician, author and commander who was born C. 544 BC (traditional) and died C. 496 BC (traditional) while his famous work was The Art of War.

The Art of War and the Classical Chinese Era

The Art of War is an ancient Chinese Military Treatise that is attributed to Sun Tzu. It is acclaimed to be one of the oldest and most successful books on military strategy in the world. It has been the most famous and influential of Chinese Seven Military Classics: “for the last two thousand years it remained the most important military Treatise in Asia, where even the common people knew it by name” (Sawyer, 2007: 421-422). It has had an influence on Eastern military thinking, business tactics, and beyond. Some scholars believe that The Art War was not completed until the subsequent Warring States period. Composed of thirteen Chapters, each of which is devoted to one aspect of warfare, it is said to be the definitive work on military strategies and tactics of its time, and is still read for its military insights.


Three words in the opening of the
"Art of Strategy" are very important. First, Strategy (strategy, tactics, martial art etc), second, Skill and third Study, signify that it is not an inborn quality or skill to have but a learned skill that must be studied in order to win over life's conflict, in fact, in order to survive. This is why Sun Tzu emphasized the importance of positioning in military strategy, and that the decision to position an army must be based on both objective and conditions in the physical environment and the subjective beliefs of other competitive actors in that environment. He thought that strategy was not planning in the sense of working through an established list, but rather that it requires quick and appropriate responses to changing conditions. Planning works in a controlled environment, but in a changing environment, competitive plans collide, creating unexpected situations.


Interestingly, Sun Tzu provided what he called principal elements of winning a war which he outlined, thus:



       Laying plans/the Calculations: Here, the way, season,   terrain leadership and management, are the five fundamental        factors and by thinking, assessing and   comparing these points, a commander (figured the other way round a country with hostile neighbours like Israel) can calculate its (her) chances of victory. Habitual  deviation from these calculations is tantamount to failure via improper action. It is in this case you see deterrence  and détente, nuclear parade and armament at work.  

         Waging War/the Challenge: Here encourages the economy  of warfare, and how success requires winning decisive  engagement quickly. Sun Tzu advises that successful  military campaigns require limiting the cost of competition   and conflict. The World War II would have been waged had it being that some major powers encouraged the League of Nations.

  Attack by Stratagem/the Plan of Attack:                           Here lies the 
sources of strength as unity, not size, and essentially for any country or empire or kingdom to win a war, attack, strategy, alliances, army and cities ought not to be neglected. 

  Tactical Disposition/Positioning: Illustrates the                        importance of defending existing positions until a Commander is capable of advancing from those positions in safety. No country that engages in a war prays to lose  but rather, to win. Therefore, Sun Tzu opines that “opportunities ought not to be created for the enemy”.

    Energy/Directing: explains the use of creativity and timing in building an army's momentum. This is in line with the dictum, "time is of greater essence‟. Today, modern technologies have made some countries super powers and Commanders of the global village. 

   Weak Points and Strong/Illusion and Reality: It explains how an army's opportunities come from the openings in the environment caused by the relative weakness of the enemy in a given area. Today, weak and weaker countries dance to the tune of stronger countries especially, the Third World economies.

   Maneuvering/Engaging the Force: Explains the dangers of direct conflict and how to win those confrontations when they are forced upon the Commander or country. 

 Variation in Tactics/The Nine Variations: Focuses on the need for flexibility in an arm's responses. It explains how to respond to shifting circumstances especially, change, during the time of peace and war. Countries are well-acquainted with this philosophy.

   The Army on the March/Moving the Force: Describes the different situations in which an army find itself as it moves through new enemy territories, and how to respond to these situations.

  Terrain/Situational Positioning: It looks at the three general areas of resistance (distance, dangers, and barriers) and the six types of ground positions that arise from them. 

        The Nine Situations/Nine Terrains: Describes the nine common situations or stages in a campaign (combat readiness), from scattering to deadly, and the specific focus that a Commander will need in order to successfully navigate them.

        The Attack by Fire/Fiery Attack: Here explains the general use of weapons and the specific use of the environment as a weapon.

         The Use of Spies/the Use of Intelligence: Good information sources and intelligence (tact) dominate here. Spying today is known as a crime and breach of international laws in the nation-states relations and to some extent, the diplomatic Purse which some countries usually use in carrying gadgets across their borders




Theory of Sun Tzu

Many Scholars have incorporated Sun Tzu into the world of Theorists. The Art of War is a systematic guide to strategy and tactics for rulers and commanders. The work discusses various maneuvers and the effect of terrain on the outcome of battles. It emphasizes the importance of gathering accurate information about the enemy forces, dispositions and development, and movements. One of the Sun Tzu‟s axioms says;

“know the enemy and know yourself, and you can fight a hundred battles with no danger of defeat”. 

The Sun Tzu's theory (Theory of Warfare) stresses the unpredictability of battle, the use of flexible strategies and tactics, the importance of deception and surprise, the close relationship between politics and military policy, and the high cost of war. He knows that both offensive and defensive wars are costly-natural and man-made resource. The major themes of the theory are thus: the futility of seeking hard and fast rules and the subtle paradoxes of success. The best battle according to him is “the battle that is won without being fought


The theory laid down the essential rules of guerrilla tactics in the art of war. To him therefore: 


....all warfare are based on deception. Hence, when able to attack, we must seem unable; when using our forces, we must seem inactive; when we are near, we must make the enemy believe that we are far away; when far away, we must make him (enemy) believe we are near. Hold out baits to entice the enemy. Feign disorder, and crush him....


The Prime Principles of Sun Tzu’s Military Strategy



For Sun Tzu, there are a number of principles a Commander or a country preparing or war etc should know and act upon when the need calls for them. Some Scholars and Analysts refer to them as Sun Tzu‟s Quotes. They are as follows:


  •             All men can see these tactics whereby I conquer, but what none can see is the strategy out of which victory is evolved 

  •             All war is based on deception

  •              All war is deception 

  •              “All warfare is based on deception”. 

  •              Be extremely subtle, even to the point of formlessness. Be extremely mysterious, even to the point of soundlessness. Thereby, you can be the director of the opponent‟s fate.

  •           Can you imagine what I would do if I could do all I can? 

  •               Confront them with annihilation, and they will then survive, plunge them into a deadly situation, and they will then live. When people fall into danger, they are then able to strive for victory 

  •               For to win one hundred victories in one hundred battles is not the acme of skill. To subdue the enemy without fighting is the acme of skill 

  •                For them to perceive the advantage of defeating the enemy, they must also have their rewards 

  •                He who is prudent and lies in wait for an enemy, who is not, will be victorious. 

  •                Hence the General is skillful in attack whose opponent does not know what to defend; and he is skillful in defense whose opponent does not know what to attack 

  •                If ignorant both your enemy and yourself, you are certain to be in peril. 

  •                If our soldiers are not over-burdened with money, it is not because they have distaste for riches, if their lives are not unduly long; it is not because they are disinclined to longevity 

  •                If you are not far from the enemy, make him believe you are near 

  •                If you know the enemy and know yourself you need not fear the results of a hundred battles 

  •                Invincibility lies in the defence, the possibility of victory in the attacks 

  •                 In the practical art of war, the best thing of all is to take the enemy‟s country whole and intact, to shatter and destroy it is not so good 

  •                 It is essential to seek out enemy agents who have come to conduct espionage against you and to bribe them to serve you. Give them instructions and care for them. Thus doubled agents are recruited and used 

  •                   It is only the enlightened ruler and the wise General who will use the highest intelligence of the army for the purpose of spying, and thereby they achieve great results (http://www.brainyquote.com/quotes/authors/s/sun tzu.ht..).

By inference, if all nations, looking at the present day global village, are to apply all the above quotes (principles), one thinks that the global environment would be unsafe to live in. One may then opine without any fear of contradictions that what prompted Sun Tzu's strategies was the type of environment he found himself as well as his profession. Probably, he never knew, in the Nigerian Parlance, that "Soldier go, Soldier come, Barrack remains".

















































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